Robinhood
Designated Principal, Marketing
Robinhood, Menlo Park, CA, United States
About the team + role
We are seeking a series 24 licensed Designated Principal to join the Marketing team at Robinhood! You will play a pivotal role in ensuring our marketing efforts adhere to all relevant financial regulations while maintaining the integrity of our brand.
What you’ll do
- Oversee the Robinhood Marketing function as its registered principal, supervising and advising on operational and regulatory compliance.
- Work closely with Product Marketing, Growth Marketing, Operations, and Creative teams. Offer guidance on marketing targeting and messaging, ensuring compliance with financial rules and regulations.
- Engage with team members from Legal and Compliance to collaboratively review and approve marketing materials and strategies.
- Develop and implement detailed, clear, and effective Written Supervisory Procedures (WSPs) that align with regulatory requirements, industry standards, and recommended practices.
- Ensure documentation is kept up-to-date, files are accurately archived, and that they reflect appropriate status, content, and approvals.
- Flex into program management and/or special projects as needed.
What you bring
- Series 24 license (General Securities Principal).
- 8+ years of experience in the financial services industry, ideally on or in support of providing guidance to sales or marketing teams.
- Able to scrutinize content and information through the lens of financial regulations and address potential conflicts/triage solutions.
- Understanding of paid advertising and email marketing operations and compliance considerations as they relate to financial regulations.
- Deep understanding of FINRA and SEC regulations applicable to Broker-Dealers especially as they pertain to communications with the public and customer recommendations (Reg BI).
- Diligent work ethic and ability to adapt quickly while managing many projects simultaneously.
- Acute attention to detail.