Advertising Compliance-Senior Specialist
Northwestern Mutual Investment Services, LLC, CO, United States
At Northwestern Mutual, we are strong, innovative and growing. We invest in our people. We care and make a positive difference.
Summary
Provides advertising compliance expertise to field and home office business partners through review of marketing, sales training, and recruiting materials. This role will collaborate with field and home office business partners on advertising regulation education and project consultation that demonstrates a commitment to shared outcomes and strategic objectives.
Primary Duties & Responsibilities
- Conduct a comprehensive review of marketing, advertising, sales training, and recruiting materials across a variety of mediums for compliance with applicable regulations, company policies and best practices.
- Lead division priorities and projects.
- Provide subject matter expertise for home office and field business partners on advertising compliance questions.
- Own and drive consultative, educational relationships with business partners.
Qualifications:
- Bachelor's Degree Preferred or equivalent combination of education and experience.
- FINRA series 7 & 24 required or can be obtained within 6 months.
- Minimum of 4 years of relevant experience. Experience in financial services industry preferred.
- Communications, customer service, or related business/professional experience preferred.
- Working knowledge of technology tools and applications.
- Knowledge of insurance and investment products and operations.
- Convey emotional intelligence and strong interpersonal skills to build constructive relationships.
- Ability to solve complex problems; takes a new perspective on existing solutions; exercises judgment based on the analysis of multiple sources of information.
- Ability to explain difficult or sensitive information; works to build consensus.
Required Certifications:
Series 24 - FINRA, Series 7 - FINRA, SIE - FINRA
Compensation Range:
Pay Range - Start: $64,820.00
Pay Range - End: $120,380.00
Northwestern Mutual pays on a geographic-specific salary structure and placement in the salary range for this position will be determined by a number of factors including the skills, education, training, credentials and experience of the candidate; the scope, complexity as well as the cost of labor in the market; and other conditions of employment.
We are an equal opportunity/affirmative action employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender identity or expression, sexual orientation, national origin, disability, age or status as a protected veteran, or any other characteristic protected by law.
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