Bank of America
Marketing Registered Principal
Bank of America - Jacksonville, Florida, United States, 32290
Work at Bank of America
Overview
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Overview
Job Description:
If your skills, experience, and qualifications match those in this job overview, do not delay your application. Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. At Merrill, we empower you to bring your whole self to work. We value diversity in our thoughts, business, and within our employees and clients. Our Wealth Management team represents an array of different backgrounds and brings their unique perspectives, ideas, and experiences, helping to create a work community that is culture-driven, resilient, results-focused, and effective. Job Responsibilities: Review marketing content for broker-dealer and investment advisor, including advertising and social media. Ensure compliance with policies, procedures, and regulations and oversee processes within a supervision group to identify, monitor, and limit risk and financial exposure to the business. Partner and build relationships with Field Supervision leaders, Office Management Teams, Financial Advisors, Wealth Management Associates, Product Managers, and Control Partners to resolve inquiries effectively and promptly. Review and decide alerts and tasks within a system of record application, while leveraging sound and consistent supervisory judgment. Identify and appropriately escalate emerging risks and trends that may not be readily recognized via existing routines, informed by established criteria, risk factors, and metrics. Manage and prioritize multiple tasks and maintain quality and timeliness of work deliverables and timelines. Required Qualifications: Previous industry experience reviewing marketing and social media content for broker-dealer and/or investment adviser. Exposure to FINRA and SEC rules and regulations. Required FINRA license:
Series 7, 24, 66 (66 could be replaced with 63/65 combo; some equivalents could be substituted). Skills: Microsoft Word Attention to Detail Prioritization Problem Solving Relationship Building Risk Management Decision Making Interpret Relevant Laws, Rules, and Regulations Written Communications Adaptability Business Process Analysis Collaboration Oral Communications Minimum Education Requirement:
High School Diploma / GED / Secondary School or equivalent Shift:
1st shift (United States of America) Hours Per Week:
40
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If your skills, experience, and qualifications match those in this job overview, do not delay your application. Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. At Merrill, we empower you to bring your whole self to work. We value diversity in our thoughts, business, and within our employees and clients. Our Wealth Management team represents an array of different backgrounds and brings their unique perspectives, ideas, and experiences, helping to create a work community that is culture-driven, resilient, results-focused, and effective. Job Responsibilities: Review marketing content for broker-dealer and investment advisor, including advertising and social media. Ensure compliance with policies, procedures, and regulations and oversee processes within a supervision group to identify, monitor, and limit risk and financial exposure to the business. Partner and build relationships with Field Supervision leaders, Office Management Teams, Financial Advisors, Wealth Management Associates, Product Managers, and Control Partners to resolve inquiries effectively and promptly. Review and decide alerts and tasks within a system of record application, while leveraging sound and consistent supervisory judgment. Identify and appropriately escalate emerging risks and trends that may not be readily recognized via existing routines, informed by established criteria, risk factors, and metrics. Manage and prioritize multiple tasks and maintain quality and timeliness of work deliverables and timelines. Required Qualifications: Previous industry experience reviewing marketing and social media content for broker-dealer and/or investment adviser. Exposure to FINRA and SEC rules and regulations. Required FINRA license:
Series 7, 24, 66 (66 could be replaced with 63/65 combo; some equivalents could be substituted). Skills: Microsoft Word Attention to Detail Prioritization Problem Solving Relationship Building Risk Management Decision Making Interpret Relevant Laws, Rules, and Regulations Written Communications Adaptability Business Process Analysis Collaboration Oral Communications Minimum Education Requirement:
High School Diploma / GED / Secondary School or equivalent Shift:
1st shift (United States of America) Hours Per Week:
40
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