Madison-Davis, LLC
US Head Of Communications Surveillance -Director
Madison-Davis, LLC - New York, New York, us, 10261
Work at Madison-Davis, LLC
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Any additional information you require for this job can be found in the below text Make sure to read thoroughly, then apply. This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $150,000.00/yr - $300,000.00/yr VP-Head of Legal & Compliance Research @ Madison-Davis, LLC | AML, KYC, BSA Investment bank located in Midtown Manhattan looking to bring on board a “US Head Of Communications Surveillance -Director” to join their team. This role is currently in a hybrid schedule (3 days in office / week). Responsibilities:
Oversee and enhance the electronic communications surveillance strategy to ensure compliance with regulatory standards. Build, lead, and mentor a team of Communications Surveillance analysts responsible for monitoring communications across various stakeholders, including employees, clients, and the public. Provide expert guidance on compliance with evolving regulatory requirements, ensuring all communications surveillance activities meet the highest standards. Work closely with business units and other compliance teams to address regulatory risks and integrate surveillance best practices throughout the organization. Develop and implement strategies to mitigate regulatory risks related to communications. Stay informed on changes in the regulatory landscape, adapting the communications surveillance program to ensure ongoing compliance with new and evolving rules. Provide leadership and expertise across the organization, ensuring compliance efforts align with business goals and have a wide-reaching impact across multiple units. Seniority level Director Employment type Full-time Job function Finance, Analyst, and Other Industries Financial Services, Banking, and Investment Banking
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Any additional information you require for this job can be found in the below text Make sure to read thoroughly, then apply. This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $150,000.00/yr - $300,000.00/yr VP-Head of Legal & Compliance Research @ Madison-Davis, LLC | AML, KYC, BSA Investment bank located in Midtown Manhattan looking to bring on board a “US Head Of Communications Surveillance -Director” to join their team. This role is currently in a hybrid schedule (3 days in office / week). Responsibilities:
Oversee and enhance the electronic communications surveillance strategy to ensure compliance with regulatory standards. Build, lead, and mentor a team of Communications Surveillance analysts responsible for monitoring communications across various stakeholders, including employees, clients, and the public. Provide expert guidance on compliance with evolving regulatory requirements, ensuring all communications surveillance activities meet the highest standards. Work closely with business units and other compliance teams to address regulatory risks and integrate surveillance best practices throughout the organization. Develop and implement strategies to mitigate regulatory risks related to communications. Stay informed on changes in the regulatory landscape, adapting the communications surveillance program to ensure ongoing compliance with new and evolving rules. Provide leadership and expertise across the organization, ensuring compliance efforts align with business goals and have a wide-reaching impact across multiple units. Seniority level Director Employment type Full-time Job function Finance, Analyst, and Other Industries Financial Services, Banking, and Investment Banking
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