Madison-Davis, LLC
US Head Of Communications Surveillance -Director
Madison-Davis, LLC, New York, NY, United States
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This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
$150,000.00/yr - $300,000.00/yr
VP-Head of Legal & Compliance Research @ Madison-Davis, LLC | AML, KYC, BSA
Investment bank located in Midtown Manhattan looking to bring on board a “US Head Of Communications Surveillance -Director” to join their team. This role is currently in a hybrid schedule (3 days in office / week).
Responsibilities:
- Oversee and enhance the electronic communications surveillance strategy to ensure compliance with regulatory standards.
- Build, lead, and mentor a team of Communications Surveillance analysts responsible for monitoring communications across various stakeholders, including employees, clients, and the public.
- Provide expert guidance on compliance with evolving regulatory requirements, ensuring all communications surveillance activities meet the highest standards.
- Work closely with business units and other compliance teams to address regulatory risks and integrate surveillance best practices throughout the organization.
- Develop and implement strategies to mitigate regulatory risks related to communications.
- Stay informed on changes in the regulatory landscape, adapting the communications surveillance program to ensure ongoing compliance with new and evolving rules.
- Provide leadership and expertise across the organization, ensuring compliance efforts align with business goals and have a wide-reaching impact across multiple units.
Seniority level
Director
Employment type
Full-time
Job function
Finance, Analyst, and Other
Industries
Financial Services, Banking, and Investment Banking
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