Confidential
Vice President of Marketing Compliance
About the Company
Join a prestigious wealth management firm at the forefront of the financial services industry.
About the Role
We are looking for a dynamic and experienced Vice President of Marketing Compliance to enhance our team. In this vital role, you will oversee the review of advertising materials and implement effective processes for marketing and distribution activities on a global scale. Your responsibilities will include:
Thoroughly reviewing corporate and social media materials, posts, and activities.
Collaborating closely with both US and international sales teams to provide compliance guidance.
Ensuring the implementation of relevant policies and procedures to maintain compliance.
Developing informative tools and training materials that promote understanding of compliance policies and regulatory requirements.
We are seeking candidates with a solid background in compliance, particularly related to marketing and distribution. The ideal applicant will be skilled in developing and executing processes, alongside creating training materials for staff awareness and adherence to compliance standards.
A proactive approach to compliance and adaptability to the changing regulatory landscape are crucial for success in this role. A relevant degree is typically required, and professional certifications in compliance or related fields are highly regarded.
Travel Requirement
Less than 10%
Responsibilities Include
Marketing
Marketing