Assistant Vice President of Marketing Compliance

Assistant Vice President of Marketing Compliance About the Company Premier wealth management firm Industry Financial Services Type Privately Held About the Role The Company is seeking an Assistant Vice President of Marketing Compliance to join their team. The successful candidate will be responsible for reviewing advertising materials and implementing processes related to marketing and distribution activities on a global scale. This includes a thorough review of corporate and social media materials, posts, and activities. The role also involves close collaboration with both US and international sales teams to provide compliance guidance and ensure the implementation of relevant policies and procedures. Additionally, the Assistant Vice President will be tasked with developing informational tools and training materials to support the understanding of compliance policies and regulatory requirements. Applicants for the Assistant Vice President of Marketing Compliance position at the company should have a strong background in compliance, particularly in the context of marketing and distribution activities. The role requires the ability to work effectively with global teams and a deep understanding of regulatory requirements in this area. The ideal candidate will be adept at developing and implementing processes, as well as creating training materials to ensure that all staff are well-informed and compliant. A proactive approach to compliance and the ability to adapt to the evolving regulatory landscape is essential. A degree in a relevant field is typically required, and professional certifications in compliance or a related area are a plus. Travel Percent Less than 10% Functions Marketing